Peter Conway

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration

Active

Investment adviser registration

Active

Exams passed (6)

Series 52TOSIESeries 7Series 65Series 66Series 63

Registered states (2)

North Carolina · Texas

Years in the industry (source record)

23

Professional designations

Not yet retrieved from the source record

Disclosures

Copied from the official record

Current firm

From the firm record

Firm

J.P. Morgan Securities LLC

Firm CRD

79

SEC number

801-3702

Assets under management

$429.7B as of Jun 30, 2026

Website

wealthpartners.jpmorgan.com ↗

Phone

800-999-2000

Firm location

New York, NY, 10017

Employment history (22)

From the source registration record · current first

• J.P. Morgan Securities LLCCurrent

  Plano, TX · IA capacity
  start not retrieved → present
• J.P. Morgan Securities LLCCurrent

  New York, NY · BC capacity
  start not retrieved → present
• Bny Mellon Securities Corporation

  New York, NY · BC capacity
  May 4, 2023 → May 15, 2025
• Bny Advisors

  Pennington, NJ · IA capacity
  Jan 1, 2022 → May 15, 2025
• Pershing LLC

  Pennington, NJ · BC capacity
  Aug 30, 2021 → Mar 4, 2024
• Fidelity Brokerage Services LLC

  Westlake, TX · BC capacity
  Dec 3, 2018 → Jul 6, 2021
• Usaa Investment Management Company

  Addison, TX · IA capacity
  Aug 21, 2018 → Oct 25, 2018
• Usaa Financial Advisors, Inc.

  Addison, TX · BC capacity
  Aug 14, 2018 → Oct 24, 2018
• Jcc Advisors, LLC

  Laguna Niguel, CA · BC capacity
  Sep 8, 2017 → Jun 26, 2018
• Morgan Stanley

  Plano, TX · IA capacity
  Jan 3, 2017 → Sep 7, 2017
• Morgan Stanley

  Plano, TX · BC capacity
  Sep 8, 2016 → Sep 7, 2017
• Select Capital Corporation

  Plano, TX · BC capacity
  Mar 8, 2013 → Jul 15, 2014
• Alliance Affiliated Equities Corporation

  Overland Park, KS · BC capacity
  Sep 9, 2011 → Feb 20, 2013
• Heritage Advisory Services, Inc.

  Malvern, PA · IA capacity
  May 12, 2011 → Sep 8, 2011
• Heritage Financial Systems, Inc.

  Malvern, PA · BC capacity
  Feb 14, 2011 → Sep 8, 2011
• Afa Financial Group, LLC

  Calabasas, CA · BC capacity
  Mar 25, 2009 → Feb 16, 2010
• Afa Advisor Services LLC

  Dallas, TX · IA capacity
  Mar 25, 2009 → Nov 25, 2009
• Chase Investment Services Corp.

  Mckinney, TX · IA capacity
  Mar 24, 2008 → Mar 9, 2009
• Chase Investment Services Corp.

  Mckinney, TX · BC capacity
  Mar 24, 2008 → Mar 9, 2009
• Prudential Investments LLC

  Dallas, TX · IA capacity
  Oct 26, 2005 → Nov 27, 2007
• Prudential Investment Management Services LLC

  Newark, NJ · BC capacity
  Feb 27, 2001 → Nov 27, 2007
• Td Waterhouse Investor Services, Inc.

  Omaha, NE · BC capacity
  Jun 6, 2000 → Jan 1, 2001

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.