John Christopher Novak

CRD 4060505 · Charles Schwab & Co., Inc. · Chicago, IL

Broker

Also appears in the source record as: John Novack

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Not registered in this capacity
Exams passed (10): Series 57TOSIESeries 34Series 3Series 55Series 7Series 24Series 4Series 65Series 63
Registered states (1): Missouri
Years in the industry (source record): 26
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 4060505 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (8)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Chicago, IL · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Ballwin, MO · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Chicago, IL · IA capacity

start not retrieved → present
Td Ameritrade Clearing, Inc.
Omaha, NE · BC capacity

Jun 10, 2019 → Oct 21, 2024
Td Ameritrade, Inc.
St Louis, MO · BC capacity

Mar 27, 2018 → Jul 29, 2024
Scottrade, Inc.
St. Louis, MO · BC capacity

Aug 26, 2002 → Mar 28, 2018
Quick & Reilly, Inc.
New York, NY · BC capacity

Jan 16, 2002 → Aug 22, 2002
Prudential Securities Incorporated
New York, NY · BC capacity

Jan 2, 2000 → Dec 31, 2001

Source & corrections

Where this page comes from

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