David Kopij

CRD 4062975 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Bainbridge Island, WA

IA RegisteredBroker

Also appears in the source record as: David H Kopij; David Henry Kopij

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): SIESeries 7Series 6Series 66Series 65Series 63
Registered states (38): Alabama · Alaska · Arizona · California · Colorado · Connecticut · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kentucky · Maine · Maryland · Massachusetts · Michigan · Minnesota · Missouri · Montana · Nevada · New Jersey · New Mexico · New York · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · South Carolina · Tennessee · Texas · Utah · Vermont · Virginia · Washington
Years in the industry (source record): 24
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (9)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Bainbridge Island, WA · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Bainbridge Island, WA · BC capacity

start not retrieved → present
Pacific Select Distributors, LLC
Newport Beach, CA · BC capacity

Jul 23, 2015 → Mar 18, 2019
Transamerica Capital, Inc.
Denver, CO · BC capacity

Jun 27, 2014 → Nov 12, 2014
Franklin/Templeton Distributors, Inc.
San Mateo, CA · BC capacity

Oct 27, 2005 → Apr 13, 2009
Capstone Asset Management Company
Houston, TX · IA capacity

Feb 12, 2003 → Oct 26, 2005
Capstone Asset Planning Company
Houston, TX · BC capacity

Oct 24, 2002 → Oct 26, 2005
Putnam Retail Management Limited Partnership
Boston, MA · BC capacity

May 18, 2000 → Sep 17, 2002
Hartford Equity Sales Company Inc.
Hartford, CT · BC capacity

Nov 9, 1999 → Apr 11, 2000

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 4062975 ↗ FINRA BrokerCheck record for CRD 4062975 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.