Francis J Deblasi

CRD 4063841 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Scottsdale, AZ

IA RegisteredBroker

Also appears in the source record as: Frank Joseph Deblasi; Francis Joseph Deblasi; Frank J Deblasi

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 65Series 63SIESeries 7
Registered states (16): Arizona · California · Colorado · Connecticut · Florida · Hawaii · Illinois · Kansas · Massachusetts · Michigan · Nevada · New York · North Carolina · Oregon · Texas · Virginia
Years in the industry (source record): 26
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (11)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Scottsdale, AZ · IA capacity

Oct 11, 2019 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Scottsdale, AZ · BC capacity

start not retrieved → present
U.S. Bancorp Investments, Inc.
IA capacity

Dec 9, 2013 → Oct 22, 2019
U.S. Bancorp Investments, Inc.
BD capacity

Oct 31, 2013 → Oct 22, 2019
J.P. Morgan Securities LLC
BD capacity

Oct 19, 2009 → Apr 25, 2013
J.P. Morgan Securities LLC
IA capacity

Nov 4, 2009 → May 15, 2012
Morgan Stanley Smith Barney LLC
IA capacity

Jun 9, 2009 → Sep 16, 2009
Morgan Stanley Smith Barney
BD capacity

Jun 1, 2009 → Sep 16, 2009
Morgan Stanley & Co. Incorporated
BD capacity

Apr 2, 2007 → Jun 1, 2009
Morgan Stanley Dw Inc.
BD capacity

Jun 26, 2000 → Apr 2, 2007
Morgan Stanley
IA capacity

Jan 26, 2006 → Jan 26, 2006

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 4063841 ↗ FINRA BrokerCheck record for CRD 4063841 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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