Stacy L Connor

CRD 4066124 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Columbia, MD

IA RegisteredBroker

Also appears in the source record as: Stacy Lamont Connor

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 6TOSIESeries 7Series 65Series 66
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 23
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (15)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Columbia, MD · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Columbia, MD · BC capacity

start not retrieved → present
Lpl Financial LLC
Catonsville, MD · IA capacity

Jan 31, 2022 → Dec 20, 2023
Lpl Financial LLC
Catonsville, MD · BC capacity

Sep 7, 2021 → Dec 20, 2023
Integrated Financial Planning Services
Heidelberg · BC capacity

Jun 15, 2020 → Aug 12, 2021
Raymond James Financial Services Advisors, Inc
Catonsville, MD · IA capacity

Mar 6, 2018 → Jun 26, 2018
Raymond James Financial Services, Inc.
Catonsville, MD · BC capacity

Mar 5, 2018 → Jun 26, 2018
Suntrust Advisory Services, Inc.
Laurel, MD · IA capacity

Sep 15, 2016 → Mar 2, 2018
Suntrust Investment Services, Inc.
Rockville, MD · BC capacity

Jun 24, 2005 → Mar 2, 2018
Suntrust Investment Services, Inc.
Rockville, MD · IA capacity

Aug 31, 2005 → Dec 31, 2016
M&t Securities, Inc.
Baltimore, MD · BC capacity

Jan 18, 2005 → Jun 13, 2005
Allfirst Brokerage Corporation
Baltimore, MD · BC capacity

Sep 13, 2001 → May 1, 2003
Metropolitan Life Insurance Company
New York, NY · BC capacity

Nov 17, 2000 → Apr 18, 2001
Metlife Securities Inc.
Springfield, MA · BC capacity

Nov 17, 2000 → Apr 18, 2001
Dean Witter Reynolds Inc.
Purchase, NY · BC capacity

Jan 12, 2000 → Oct 2, 2000

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 4066124 ↗ FINRA BrokerCheck record for CRD 4066124 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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