Kelvin Miller

CRD 4076829 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Saint Augustine, FL

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): SIESeries 31Series 7Series 66Series 65Series 63
Registered states (28): Alabama · Arkansas · California · Connecticut · Delaware · Florida · Georgia · Illinois · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Missouri · New Jersey · New York · North Carolina · Ohio · Pennsylvania · Rhode Island · South Carolina · Tennessee · Texas · Virginia · Washington · Wisconsin
Years in the industry (source record): 23
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (13)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Saint Augustine, FL · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Saint Augustine, FL · BC capacity

start not retrieved → present
Wells Fargo Advisors, LLC
Ponte Vedra Beach, FL · IA capacity

Aug 13, 2010 → Feb 22, 2016
Wells Fargo Advisors, LLC
Ponte Vedra Beach, FL · BC capacity

Aug 13, 2010 → Feb 22, 2016
Morgan Stanley Smith Barney LLC
Lawrenceville, NJ · IA capacity

Jun 1, 2009 → Aug 23, 2010
Morgan Stanley Smith Barney
Lawrenceville, NJ · BC capacity

Jun 1, 2009 → Aug 23, 2010
Morgan Stanley & Co. Incorporated
Lawrenceville, NJ · IA capacity

Jun 25, 2007 → Jun 1, 2009
Morgan Stanley & Co. Incorporated
Lawrenceville, NJ · BC capacity

Jun 1, 2007 → Jun 1, 2009
Ubs Financial Services Inc.
Miami, FL · IA capacity

Feb 19, 2003 → Jul 23, 2004
Ubs Financial Services Inc.
Weehawken, NJ · BC capacity

Jan 17, 2003 → Jul 23, 2004
Prudential Securities Incorporated
Coral Gables, FL · IA capacity

Sep 29, 2000 → Jan 24, 2003
Prudential Securities Incorporated
New York, NY · BC capacity

Sep 29, 2000 → Jan 24, 2003
Pruco Securities Corporation
Newark, NJ · BC capacity

Jan 17, 2000 → Apr 9, 2001

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 4076829 ↗ FINRA BrokerCheck record for CRD 4076829 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.