Erin Christine O'grady

CRD 4077512 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Garden City, NY

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): Series 63SIESeries 7
Registered states (33): Alabama · Arizona · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Illinois · Indiana · Iowa · Louisiana · Maine · Maryland · Massachusetts · Missouri · New Hampshire · New Jersey · New Mexico · New York · North Carolina · Ohio · Pennsylvania · Rhode Island · South Carolina · Tennessee · Texas · Virginia · Washington · Wisconsin · Wyoming
Years in the industry (source record): 26
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (8)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Garden City, NY · IA capacity

Mar 1, 2013 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Garden City, NY · BC capacity

start not retrieved → present
Morgan Stanley Smith Barney
BD capacity

Jun 1, 2009 → Oct 29, 2010
Citigroup Global Markets Inc.
BD capacity

Jan 5, 2006 → Jun 1, 2009
Pfic Securities Corporation
BD capacity

Oct 5, 2005 → Jan 10, 2006
Fiserv Investor Services, Inc.
BD capacity

Apr 26, 2004 → Oct 5, 2005
Pfic Securities Corporation
BD capacity

Jan 29, 2002 → Apr 26, 2004
Tucker Anthony Incorporated
BD capacity

Feb 9, 2000 → May 18, 2001

Source & corrections

Where this page comes from

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Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.