Raymond E Nichols

CRD 4080260 · Fidelity Brokerage Services LLC · Merrimack, NH

IA RegisteredBroker

Also appears in the source record as: Raymond Eugene Nichols Jr; Raymond Eugene Nichols Jr.

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (8): Series 65Series 63Series 10Series 9Series 24SIESeries 7Series 6
Registered states (17): Arizona · California · Connecticut · Florida · Georgia · Maine · Massachusetts · Mississippi · New Hampshire · New Jersey · New York · North Carolina · Ohio · Pennsylvania · Rhode Island · Vermont · West Virginia
Years in the industry (source record): 26
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 4080260 contains one or more disclosure events as of Aug 20, 2026.

findmyFA.app does not reproduce, summarise, characterise, or interpret the content of disclosure events. A disclosure event is a category of entry in a regulatory record; it is not, by itself, a finding of wrongdoing. Read the events in full on the official systems:

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Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (12)

From the source registration record · current first

Strategic Advisers LLCCurrent
Biddeford, ME · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Biddeford, ME · BD capacity

Jan 12, 2007 → present
Fidelity Brokerage Services LLCCurrent
Merrimack, NH · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Jul 13, 2018 → Mar 31, 2025
Strategic Advisers LLC
IA capacity

Jul 30, 2008 → Jul 13, 2018
Ifmg Securities, Inc.
BD capacity

Feb 14, 2006 → Jan 3, 2007
Primevest Financial Services, Inc.
IA capacity

Jun 10, 2005 → Feb 9, 2006
Bancnorth Investment Group, Inc.
BD capacity

Jun 7, 2005 → Feb 9, 2006
Ifmg Securities, Inc.
IA capacity

Aug 29, 2002 → Jun 6, 2005
Ifmg Securities, Inc.
BD capacity

Nov 16, 2000 → Jun 6, 2005
Metropolitan Life Insurance Company
BD capacity

Jan 6, 2000 → Nov 21, 2000
Metlife Securities Inc.
BD capacity

Jan 6, 2000 → Nov 21, 2000

Source & corrections

Where this page comes from

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