Michael Keyman Juhn

CRD 4085614 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Forest Hills, NY

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): Series 66Series 63Series 10Series 9SIESeries 7Series 6
Registered states (12): California · Colorado · Connecticut · Florida · Kentucky · Maryland · Massachusetts · New Jersey · New York · North Carolina · Texas · Virgin Islands
Years in the industry (source record): 26
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (11)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Forest Hills, NY · IA capacity

Oct 24, 2022 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Forest Hills, NY · BC capacity

start not retrieved → present
Citigroup Global Markets Inc.
BD capacity

Dec 19, 2011 → Oct 10, 2022
Citigroup Global Markets Inc.
IA capacity

Dec 19, 2011 → Oct 10, 2022
Chase Investment Services Corp.
IA capacity

Apr 30, 2010 → Sep 19, 2011
Chase Investment Services Corp.
BD capacity

Apr 23, 2010 → Sep 19, 2011
Banc Of America Investment Services, Inc.
BD capacity

Jun 24, 2005 → Apr 28, 2009
Hsbc Securities (USA) Inc.
BD capacity

Jan 1, 2005 → Jun 1, 2005
Hsbc Brokerage (USA) Inc.
BD capacity

Oct 8, 2003 → Jan 1, 2005
Essex National Securities, Inc.
BD capacity

May 16, 2001 → Sep 19, 2003
Citicorp Investment Services
BD capacity

Mar 7, 2000 → May 18, 2001

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 4085614 ↗ FINRA BrokerCheck record for CRD 4085614 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

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