Guy Estabrooke Heald

CRD 4090989 · Morgan Stanley · Boston, MA

IA RegisteredBroker

Also appears in the source record as: Brooke Heald IV; Brooke Heald; G Brooke Heald

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 65Series 63SIESeries 7
Registered states (35): Alabama · Arizona · Arkansas · California · Colorado · Connecticut · Florida · Georgia · Idaho · Illinois · Indiana · Kentucky · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New York · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · South Carolina · Tennessee · Texas · Virginia · Washington · Wisconsin
Years in the industry (source record): 26
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (8)

From the source registration record · current first

Morgan StanleyCurrent
Boston, MA · IA capacity

Oct 17, 2016 → present
Wells Fargo Advisors, LLC
IA capacity

Aug 14, 2007 → Oct 17, 2016
Wells Fargo Advisors, LLC
BD capacity

Aug 10, 2007 → Oct 17, 2016
Rbc Dain Rauscher Inc.
IA capacity

Aug 12, 2005 → Aug 23, 2007
Rbc Dain Rauscher Inc.
BD capacity

Mar 9, 2002 → Aug 23, 2007
Tucker Anthony Incorporated
BD capacity

Apr 3, 2001 → Mar 9, 2002
Lehman Brothers Inc.
BD capacity

Oct 10, 2000 → Apr 12, 2001
Sg Cowen Securities Corporation
BD capacity

Mar 20, 2000 → Oct 18, 2000

Source & corrections

Where this page comes from

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