Sandra A Sambito
Also appears in the source record as: Sandra Ann Sambito; Sandra Sambito
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (5)
- Series 66Series 26SIESeries 31Series 7
- Registered states (20)
- California · Colorado · Connecticut · Florida · Georgia · Iowa · Maryland · Massachusetts · Minnesota · Mississippi · New Jersey · New York · North Carolina · Ohio · Pennsylvania · South Carolina · Tennessee · Texas · Utah · Virginia
- Years in the industry (source record)
- 26
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
No disclosure events are flagged in the source record as of Aug 20, 2026.
This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.
Current firm
From the firm record
- Firm
- Fidelity Brokerage Services LLC
- Firm CRD
- 7784
- SEC number
- Not yet retrieved from the source record
- Assets under management
- Not yet retrieved from the source record
- Website
- Not yet retrieved from the source record
- Phone
- Not yet retrieved from the source record
- Firm location
- Not yet retrieved from the source record
Employment history (13)
From the source registration record · current first
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Mar 31, 2025 → present
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Mar 26, 2019 → present
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start not retrieved → present
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Fidelity Personal And Workplace AdvisorsIA capacityMay 16, 2019 → Mar 31, 2025
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Allstate Financial Advisors, LLCIA capacitySep 26, 2017 → Mar 15, 2019
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Allstate Financial Services, LLCBD capacityAug 29, 2017 → Mar 15, 2019
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Wells Fargo Clearing Services, LLCIA capacityApr 4, 2016 → Sep 6, 2017
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Wells Fargo Clearing Services, LLCBD capacityMar 31, 2016 → Sep 6, 2017
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Suntrust Investment Services, Inc.IA capacityJan 16, 2007 → Apr 5, 2016
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Suntrust Investment Services, Inc.BD capacityJan 8, 2007 → Apr 5, 2016
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Unionbanc Investment Services, LLCBD capacityFeb 17, 2003 → Jan 5, 2007
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Unionbanc Investment Services, LLCIA capacityJan 31, 2003 → Jan 5, 2007
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Morgan Stanley Dw Inc.BD capacityJun 22, 2000 → Feb 28, 2002
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.