Olga Guin

CRD 4099792 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Cincinnati, OH

IA RegisteredBroker

Also appears in the source record as: Olga Weiss Guin

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (3): Series 66SIESeries 7
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 26
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (17)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Charlotte, NC · IA capacity

Jul 21, 2014 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Cincinnati, OH · BC capacity

start not retrieved → present
Edward Jones
BD capacity

Nov 12, 2012 → Mar 5, 2014
Edward Jones
IA capacity

Nov 12, 2012 → Mar 5, 2014
Bbva Wealth Solutions Inc.
IA capacity

Nov 29, 2011 → Sep 12, 2012
Bbva Compass Investment Solutions, Inc
BD capacity

Nov 22, 2011 → Sep 12, 2012
Symetra Investment Services, Inc.
BD capacity

Jul 2, 2009 → Dec 31, 2010
Symetra Investment Services, Inc.
IA capacity

Jul 2, 2009 → Dec 31, 2010
Allstate Distributors, L.L.C.
BD capacity

Jun 3, 2008 → Mar 25, 2009
Partnervest Advisory Services LLC
IA capacity

Jan 30, 2008 → Jun 10, 2008
Partnervest Securities, Inc.
BD capacity

Jan 29, 2008 → Jun 10, 2008
Riversource Distributors, Inc.
BD capacity

Jan 1, 2007 → Sep 20, 2007
Ameriprise Financial Services, Inc.
BD capacity

Dec 15, 2004 → Jan 1, 2007
Ids Life Insurance Company
BD capacity

Dec 15, 2004 → Dec 31, 2006
Allstate Distributors, L.L.C.
BD capacity

Sep 16, 2003 → Nov 30, 2004
Axa Advisors, LLC
IA capacity

Nov 21, 2000 → Sep 9, 2003
Axa Advisors, LLC
BD capacity

Jun 20, 2000 → Sep 9, 2003

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 4099792 ↗ FINRA BrokerCheck record for CRD 4099792 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.