Bertrand Brisbane

CRD 4105706 · Fidelity Brokerage Services LLC · Brea, CA

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 66Series 63SIESeries 7Series 6
Registered states (7): California · Idaho · Illinois · Pennsylvania · Texas · Washington · Wyoming
Years in the industry (source record): 26
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (14)

From the source registration record · current first

Strategic Advisers LLCCurrent
Brea, CA · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Fullerton, CA · BD capacity

Nov 20, 2024 → present
Fidelity Brokerage Services LLCCurrent
Brea, CA · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Dec 6, 2024 → Mar 31, 2025
Empower Financial Services, Inc.
BD capacity

May 21, 2024 → Nov 12, 2024
Empower Advisory Group, LLC
IA capacity

May 21, 2024 → Nov 12, 2024
Charles Schwab & Co., Inc.
BD capacity

Oct 19, 2006 → Jan 10, 2024
Charles Schwab & Co., Inc.
IA capacity

Jan 4, 2006 → Jan 10, 2024
401(K) Investment Services, Inc.
BD capacity

Aug 5, 2008 → Dec 31, 2008
Wells Fargo Investments, LLC
IA capacity

Apr 8, 2004 → Oct 12, 2006
Wells Fargo Investments, LLC
BD capacity

Dec 19, 2003 → Oct 12, 2006
Banc One Securities Corporation
BD capacity

Sep 29, 2000 → Dec 19, 2003
Allmerica Investments, Inc.
BD capacity

Jul 31, 2000 → Sep 19, 2000
Pruco Securities Corporation
BD capacity

Mar 10, 2000 → Jun 7, 2000

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 4105706 ↗ FINRA BrokerCheck record for CRD 4105706 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.