Enrique Forero

CRD 4120801 · J.P. Morgan Securities LLC · Bronx, NY

IA RegisteredBroker

Also appears in the source record as: Hank Forero

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): SIESeries 31Series 7Series 10Series 9Series 66
Registered states (20): California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Maryland · Massachusetts · New Jersey · New York · North Carolina · Ohio · Pennsylvania · Puerto Rico · South Carolina · Texas · Vermont · Virgin Islands · Virginia · Wisconsin
Years in the industry (source record): 25
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 4120801 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (10)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Bronx, NY · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Bronx, NY · BC capacity

start not retrieved → present
Chase Investment Services Corp.
Bronx, NY · IA capacity

May 14, 2012 → Oct 1, 2012
Chase Investment Services Corp.
Bronx, NY · BC capacity

May 11, 2012 → Oct 1, 2012
Hsbc Securities (USA) Inc.
Bronx, NY · IA capacity

Jun 28, 2006 → May 16, 2012
Hsbc Securities (USA) Inc.
Bronx, NY · BC capacity

Jan 1, 2005 → May 16, 2012
Hsbc Brokerage (USA) Inc.
New York, NY · BC capacity

Oct 6, 2004 → Jan 1, 2005
Citicorp Investment Services
Long Island City, NY · BC capacity

Dec 2, 2002 → Mar 25, 2004
Merrill Lynch, Pierce, Fenner & Smith Incorporated
New York, NY · BC capacity

May 16, 2002 → Nov 21, 2002
Morgan Stanley Dw Inc.
Purchase, NY · BC capacity

Jul 25, 2000 → Oct 25, 2001

Source & corrections

Where this page comes from

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