Johannas Dewald

CRD 4124262 · J.P. Morgan Securities LLC · New York, NY

BrokerRegistration inactive

Also appears in the source record as: Jay Dewald; Johannas Lynn Dewald

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Inactive
Exams passed (10): Series 52TOSeries 99TOSIESeries 7Series 4Series 53Series 24Series 65Series 66Series 63
Registered states: Not yet retrieved from the source record
Years in the industry (source record): 24
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (10)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
New York, NY · BC capacity

start not retrieved → present
J.P. Morgan Securities LLC
San Antonio, TX · IA capacity

Oct 21, 2016 → Aug 23, 2022
Advisors Asset Management, Inc.
Boerne, TX · IA capacity

May 23, 2011 → May 23, 2016
Advisors Asset Management, Inc.
Boerne, TX · BC capacity

Apr 4, 2011 → May 23, 2016
Frost Brokerage Services, Inc.
San Antonio, TX · BC capacity

Dec 12, 2007 → Jun 24, 2010
Investment Professionals, Inc.
San Antonio, TX · IA capacity

Dec 4, 2006 → Dec 3, 2007
Investment Professionals, Inc.
San Antonio, TX · BC capacity

Jul 23, 2001 → Dec 3, 2007
Broadway Brokerage Services, Inc.
San Antonio, TX · BC capacity

Nov 17, 2005 → Feb 22, 2006
Painewebber Incorporated
Weehawken, NJ · BC capacity

Aug 14, 2000 → Feb 13, 2001
J.C. Bradford & Co.
New York, NY · BC capacity

Feb 18, 2000 → Aug 14, 2000

Source & corrections

Where this page comes from

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