Gerard Gatto

CRD 4128873 · J.P. Morgan Securities LLC · West Harrison, NY

IA RegisteredBroker

Also appears in the source record as: Coretti; Gerard Gatto Jr; Gerard Gatto Jr.; Gerard Gatto; Jerry Gatto

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): SIESeries 55Series 25Series 7Series 66Series 63
Registered states (18): California · Connecticut · Florida · Maryland · Massachusetts · Nevada · New Hampshire · New Jersey · New York · North Carolina · Ohio · Pennsylvania · Rhode Island · South Carolina · Tennessee · Texas · Utah · Virginia
Years in the industry (source record): 25
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (10)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
West Harrison, NY · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
West Harrison, NY · BC capacity

start not retrieved → present
Chase Investment Services Corp.
Thornwood, NY · IA capacity

Jun 15, 2012 → Oct 1, 2012
Chase Investment Services Corp.
Thornwood, NY · BC capacity

Jun 11, 2012 → Oct 1, 2012
Morgan Stanley Smith Barney LLC
New York, NY · IA capacity

Jul 28, 2011 → Mar 28, 2012
Morgan Stanley Smith Barney
New York, NY · BC capacity

Jun 15, 2011 → Mar 28, 2012
Dme Securities, LLC
New York, NY · BC capacity

Oct 21, 2010 → May 20, 2011
Walter J. Dowd, Inc.
New York, NY · BC capacity

Mar 15, 2007 → Nov 12, 2010
Kabrik Trading LLC
New York, NY · BC capacity

May 1, 2003 → Apr 9, 2007
Royal Alliance Associates, Inc.
Scottsdale, AZ · BC capacity

Apr 10, 2000 → Jul 17, 2000

Source & corrections

Where this page comes from

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