Lance Paul Eaton

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration

Active

Investment adviser registration

Active

Exams passed (5)

Series 66Series 63Series 6TOSIESeries 7

Registered states (37)

Alabama · Arizona · California · Colorado · Delaware · District Of Columbia · Florida · Georgia · Idaho · Illinois · Indiana · Iowa · Kansas · Louisiana · Maryland · Michigan · Minnesota · Mississippi · Missouri · Montana · Nevada · New Hampshire · New Mexico · New York · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · South Carolina · South Dakota · Tennessee · Texas · Utah · Virginia · Washington · Wisconsin

Years in the industry (source record)

26

Professional designations

Not yet retrieved from the source record

Disclosures

Copied from the official record

Current firm

From the firm record

Firm

Morgan Stanley

Firm CRD

149777

SEC number

801-70103

Assets under management

$2.0T as of Jun 30, 2026

Website

www.morganstanley.com ↗

Phone

914-225-5510

Firm location

Purchase, NY, 10577-2530

Employment history (22)

From the source registration record · current first

• Morgan StanleyCurrent

  Phoenix, AZ · IA capacity
  Jul 6, 2017 → present
• E*trade Capital Management, LLC

  IA capacity
  Jun 7, 2011 → Jul 11, 2017
• E*trade Securities LLC

  BD capacity
  May 23, 2011 → Jul 11, 2017
• Chase Investment Services Corp.

  BD capacity
  May 11, 2010 → Jun 3, 2010
• Chase Investment Services Corp.

  IA capacity
  Apr 27, 2010 → Jun 3, 2010
• Seidman Private Advisors LLC

  IA capacity
  May 6, 2009 → Sep 22, 2009
• Seidman Private Securities LLC

  BD capacity
  May 18, 2009 → Jun 15, 2009
• Td Ameritrade, Inc.

  BD capacity
  Mar 25, 2008 → Jan 28, 2009
• Td Ameritrade, Inc.

  IA capacity
  Mar 25, 2008 → Jan 28, 2009
• Amerivest Investment Management, LLC

  IA capacity
  Mar 25, 2008 → Jan 28, 2009
• Strategic Advisers, Inc.

  IA capacity
  Jan 8, 2008 → Feb 25, 2008
• Fidelity Brokerage Services LLC

  BD capacity
  Dec 20, 2007 → Feb 25, 2008
• Ubs Financial Services Inc.

  BD capacity
  Dec 4, 2006 → Oct 4, 2007
• Ubs Financial Services Inc.

  IA capacity
  Dec 4, 2006 → Oct 4, 2007
• Citicorp Investment Services

  BD capacity
  Jan 18, 2006 → Jan 12, 2007
• Citicorp Investment Services

  IA capacity
  Jan 18, 2006 → Jan 12, 2007
• A. G. Edwards & Sons, Inc.

  BD capacity
  Jul 1, 2005 → Jan 25, 2006
• Oppenheimer & Co. Inc.

  BD capacity
  Dec 6, 2004 → Jul 21, 2005
• Fahnestock Asset Management

  IA capacity
  Dec 6, 2004 → Jul 21, 2005
• Charles Schwab & Co., Inc.

  IA capacity
  Jun 7, 2002 → Sep 21, 2004
• Charles Schwab & Co., Inc.

  BD capacity
  Sep 22, 2000 → Sep 21, 2004
• Usaa Investment Management Company

  BD capacity
  Mar 7, 2000 → Jul 13, 2000

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.