Ji Hye Cho

CRD 4131228 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Los Angeles, CA

IA RegisteredBroker

Also appears in the source record as: Ji Hye Lena Baek; Ji Hye Kim Cho; Lena Cho; Ji Hye Kim; Ji Hye Lena Kim; Lena Kim

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 31Series 7Series 66Series 63
Registered states (32): Alaska · Arizona · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Iowa · Kansas · Maryland · Massachusetts · Michigan · Minnesota · Missouri · Nevada · New Jersey · New York · North Carolina · Ohio · Oregon · Pennsylvania · Tennessee · Texas · Utah · Virginia · Washington · Wisconsin
Years in the industry (source record): 26
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 4131228 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (6)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Los Angeles, CA · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Los Angeles, CA · BC capacity

start not retrieved → present
City National Securities, Inc.
Los Angeles, CA · IA capacity

Mar 14, 2017 → Jan 12, 2024
City National Securities, Inc.
Los Angeles, CA · BC capacity

Mar 14, 2017 → Jan 12, 2024
Wachovia Securities, LLC
Woodland Hills, CA · BC capacity

Feb 23, 2005 → Jun 27, 2006
Morgan Stanley Dw Inc.
Purchase, NY · BC capacity

Apr 3, 2000 → Jan 28, 2005

Source & corrections

Where this page comes from

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