Gerald Paul Gallagher

CRD 4132976 · Wells Fargo Advisors · Beverly Hills, CA

IA RegisteredBroker

Also appears in the source record as: Jerry Gallagher

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 31Series 7Series 66
Registered states (26): Alabama · Arizona · California · Colorado · Connecticut · Delaware · Florida · Georgia · Hawaii · Illinois · Kansas · Massachusetts · Michigan · Montana · Nevada · New Jersey · New York · Ohio · Pennsylvania · Puerto Rico · South Dakota · Tennessee · Texas · Utah · Washington · Wyoming
Years in the industry (source record): 26
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 4132976 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (15)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
Beverly Hills, CA · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Beverly Hills, CA · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Beverly Hills, CA · IA capacity

start not retrieved → present
Morgan Stanley
Los Angeles, CA · IA capacity

Sep 19, 2014 → Apr 16, 2024
Morgan Stanley
Los Angeles, CA · BC capacity

Sep 19, 2014 → Apr 16, 2024
Barclays Capital Inc.
Los Angeles, CA · IA capacity

Jan 3, 2011 → Oct 2, 2014
Barclays Capital Inc.
Los Angeles, CA · BC capacity

Jan 3, 2011 → Oct 2, 2014
Vision Investment Services, Inc.
Los Angeles, CA · BC capacity

Sep 20, 2007 → Jan 20, 2011
Northern Trust Securities, Inc.
Los Angeles, CA · BC capacity

May 16, 2006 → Jan 3, 2011
Northern Trust Securities, Inc
Los Angeles, CA · IA capacity

May 16, 2006 → Dec 31, 2009
Merrill Lynch Pierce Fenner & Smith Inc.
Beverly Hills, CA · IA capacity

Jun 9, 2003 → Feb 22, 2006
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Beverly Hills, CA · BC capacity

Jun 9, 2003 → Feb 22, 2006
Ubs Financial Services Inc.
Beverly Hills, CA · IA capacity

Dec 3, 2001 → Jun 27, 2003
Ubs Financial Services Inc.
Weehawken, NJ · BC capacity

Nov 16, 2001 → Jun 27, 2003
Prudential Securities Incorporated
New York, NY · BC capacity

Apr 5, 2000 → Nov 23, 2001

Source & corrections

Where this page comes from

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