Anthony Richard Polidoro

CRD 4137070 · Wells Fargo Advisors · Greenville, SC

IA RegisteredBroker

Also appears in the source record as: Anthony Richard Polidoro Jr; Anthony Richard Polidoro Jr.; Anthony R Polidoro

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 6TOSIESeries 7Series 65Series 63
Registered states (10): Arizona · Connecticut · Delaware · Florida · Massachusetts · New Jersey · New York · North Carolina · South Carolina · Virginia
Years in the industry (source record): 24
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (19)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
Greenville, SC · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Greenville, SC · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
Greenville, SC · IA capacity

start not retrieved → present
Truist Advisory Services, Inc.
Spartanburg, SC · IA capacity

Aug 14, 2023 → Jun 11, 2025
Truist Investment Services, Inc.
Spartanburg, SC · BC capacity

Aug 10, 2023 → Jun 11, 2025
Citigroup Global Markets Inc.
North Babylon, NY · IA capacity

Aug 10, 2015 → Jul 17, 2023
Citigroup Global Markets Inc.
North Babylon, NY · BC capacity

Aug 10, 2015 → Jul 17, 2023
J.P. Morgan Securities LLC
Southhampton, NY · IA capacity

Oct 1, 2012 → Jun 23, 2015
J.P. Morgan Securities LLC
Southhampton, NY · BC capacity

Oct 1, 2012 → Jun 23, 2015
Chase Investment Services Corp.
Southhampton, NY · BC capacity

Jun 1, 2012 → Oct 1, 2012
Chase Investment Services Corp.
Southhampton, NY · IA capacity

May 23, 2012 → Oct 1, 2012
Hsbc Securities (USA) Inc.
Bohemia, NY · IA capacity

Apr 28, 2010 → Apr 20, 2011
Hsbc Securities (USA) Inc.
Bohemia, NY · BC capacity

Apr 28, 2010 → Apr 20, 2011
Banc Of America Investment Services, Inc.
Melville, NY · IA capacity

Oct 20, 2004 → Apr 25, 2008
Banc Of America Investment Services, Inc.
Melville, NY · BC capacity

Oct 20, 2004 → Apr 25, 2008
Quick & Reilly, Inc.
Forest Hills, NY · IA capacity

Jun 11, 2004 → Oct 20, 2004
Quick & Reilly, Inc.
New York, NY · BC capacity

Mar 29, 2004 → Oct 20, 2004
Citicorp Investment Services
Long Island City, NY · BC capacity

Aug 22, 2001 → Mar 25, 2004
Abn Amro Financial Services, Inc.
Chicago, IL · BC capacity

Sep 22, 2000 → Aug 22, 2001

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 4137070 ↗ FINRA BrokerCheck record for CRD 4137070 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.