Melenie Rena Charles

CRD 4137717 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Wellesley Hills, MA

IA RegisteredBroker

Also appears in the source record as: Melenie R Charles; Melenie Rena Harragin

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (9): Series 31SIESeries 7Series 6Series 9Series 10Series 26Series 65Series 63
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 25
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 4137717 contains one or more disclosure events as of Aug 20, 2026.

findmyFA.app does not reproduce, summarise, characterise, or interpret the content of disclosure events. A disclosure event is a category of entry in a regulatory record; it is not, by itself, a finding of wrongdoing. Read the events in full on the official systems:

FINRA BrokerCheck ↗ · SEC IAPD ↗

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (10)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
North Providence, RI · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Wellesley Hills, MA · BC capacity

start not retrieved → present
Banc Of America Investment Services, Inc.
Lincoln, RI · IA capacity

Nov 10, 2008 → Oct 23, 2009
Banc Of America Investment Services, Inc.
Lincoln, RI · BC capacity

Nov 10, 2008 → Oct 23, 2009
Cco Investment Services Corp.
Woonsocket, RI · IA capacity

Jul 23, 2007 → Jul 25, 2008
Cco Investment Services Corp.
Woonsocket, RI · BC capacity

May 4, 2007 → Jul 25, 2008
Metropolitan Life Insurance Company
New York, NY · BC capacity

Mar 10, 2005 → May 7, 2007
Metlife Securities Inc.
Springfield, MA · BC capacity

Mar 10, 2005 → May 7, 2007
Fidelity Brokerage Services LLC
Smithfield, RI · BC capacity

Apr 2, 2004 → Jan 18, 2005
Fidelity Investments Institutional Services Company, Inc.
Smithfield, RI · BC capacity

Mar 16, 2000 → Apr 2, 2004

Source & corrections

Where this page comes from

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