Tracy Rene Mitchell

CRD 4139961 · Dimensional Fund Advisors LP · Austin, TX

IA RegisteredBroker

Also appears in the source record as: Tracy Rene Lewis; Tracy Lewis; Rene Lewis

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 66Series 63SIESeries 7Series 6
Registered states (49): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Rhode Island · South Carolina · South Dakota · Texas · Utah · Vermont · Virgin Islands · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 23
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Dimensional Fund Advisors LP
Firm CRD: 106482
SEC number: 801-16283
Assets under management: $1.0T as of Mar 24, 2026
Website: www.dimensional.com/us-en/individual ↗
Phone: 512-306-7400
Firm location: Austin, TX, 78746

Employment history (6)

From the source registration record · current first

Dimensional Fund Advisors LPCurrent
Austin, TX · IA capacity

Feb 11, 2025 → present
Dfa Securities LLCCurrent
Austin, TX · BD capacity

Jul 19, 2024 → present
Charles Schwab & Co., Inc.
BD capacity

Jul 27, 2019 → Jul 25, 2024
Dfa Securities LLC
BD capacity

Sep 26, 2013 → Jul 2, 2019
Charles Schwab & Co., Inc.
BD capacity

Aug 6, 2008 → Sep 24, 2013
401(K) Investment Services, Inc.
BD capacity

Sep 1, 2003 → Dec 8, 2008

Source & corrections

Where this page comes from

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