Charles P. Lynch

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration

Active

Investment adviser registration

Active

Exams passed (5)

Series 66Series 63SIESeries 7Series 6

Registered states (52)

Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming

Years in the industry (source record)

26

Professional designations

Not yet retrieved from the source record

Disclosures

Copied from the official record

Current firm

From the firm record

Firm

Fidelity Brokerage Services LLC

Firm CRD

7784

SEC number

Not yet retrieved from the source record

Assets under management

Not yet retrieved from the source record

Website

Not yet retrieved from the source record

Phone

Not yet retrieved from the source record

Firm location

Not yet retrieved from the source record

Employment history (19)

From the source registration record · current first

• Strategic Advisers LLCCurrent

  Columbia, SC · IA capacity
  Mar 31, 2025 → present
• Fidelity Brokerage Services LLCCurrent

  Columbia, SC · BD capacity
  May 27, 2021 → present
• Fidelity Brokerage Services LLCCurrent

  Smithfield, RI · BC capacity
  start not retrieved → present
• Fidelity Personal And Workplace Advisors

  IA capacity
  Jun 22, 2021 → Mar 31, 2025
• Merrill Lynch, Pierce, Fenner & Smith Incorporated

  BD capacity
  May 26, 2017 → Apr 27, 2021
• Merrill Lynch, Pierce, Fenner & Smith Incorporated

  IA capacity
  May 26, 2017 → Apr 27, 2021
• Pnc Investments

  BD capacity
  Apr 6, 2017 → May 15, 2017
• Pnc Investments

  IA capacity
  Apr 6, 2017 → May 15, 2017
• Ubs Financial Services Inc.

  BD capacity
  Oct 21, 2013 → Mar 24, 2017
• Ubs Financial Services Inc.

  IA capacity
  Oct 21, 2013 → Mar 24, 2017
• Allstate Financial Services, LLC

  BD capacity
  Mar 5, 2013 → Aug 29, 2013
• Allstate Financial Advisors, LLC

  IA capacity
  Mar 5, 2013 → Aug 29, 2013
• Rollover Securities

  BD capacity
  Jan 9, 2013 → Jan 30, 2013
• Tiaa-Cref Individual & Institutional Services, LLC

  BD capacity
  Apr 5, 2012 → Sep 7, 2012
• Pnc Investments

  BD capacity
  Oct 14, 2011 → Dec 20, 2011
• Pnc Investments

  IA capacity
  Oct 14, 2011 → Dec 20, 2011
• Wells Fargo Advisors, LLC

  IA capacity
  Apr 27, 2006 → Sep 22, 2011
• Wells Fargo Advisors, LLC

  BD capacity
  Oct 1, 2000 → Sep 22, 2011
• First Union Brokerage Services, Inc.

  BD capacity
  Apr 10, 2000 → Oct 1, 2000

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.