Yoon C Chang

CRD 4148017 · J.P. Morgan Securities LLC · Fullerton, CA

IA RegisteredBroker

Also appears in the source record as: Jason Chang; Yoon C. Chang; Yoon Chol Chang

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): SIESeries 31Series 7Series 10Series 24Series 66
Registered states (1): California
Years in the industry (source record): 23
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (18)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Fullerton, CA · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Fullerton, CA · BC capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith Incorporated
West Covina, CA · IA capacity

Jul 21, 2016 → Sep 4, 2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated
West Covina, CA · BC capacity

Jul 21, 2016 → Sep 4, 2018
Securities America Advisors, Inc.
Los Angeles, CA · IA capacity

Feb 23, 2015 → Apr 7, 2016
Securities America, Inc.
Lavista, NE · BC capacity

Feb 20, 2015 → Apr 7, 2016
Mml Investors Services, LLC
Los Angeles, CA · IA capacity

Aug 21, 2013 → Jan 27, 2015
Mml Investors Services, LLC
Los Angeles, CA · BC capacity

Dec 19, 2012 → Jan 27, 2015
Prudential Financial Planning Services
City Of Industry, CA · IA capacity

Jun 2, 2008 → Oct 11, 2012
Pruco Securities, LLC.
City Of Industry, CA · BC capacity

Jan 25, 2008 → Oct 11, 2012
Jefferson Pilot Securities Corp
Los Angeles, CA · IA capacity

Sep 24, 2007 → Dec 13, 2007
Jefferson Pilot Securities Corporation
Los Angeles, CA · BC capacity

Sep 24, 2007 → Dec 13, 2007
Signator Investors, Inc.
Pasadena, CA · IA capacity

Aug 11, 2006 → Sep 5, 2007
Signator Investors, Inc.
Pasadena, CA · BC capacity

Aug 1, 2006 → Sep 5, 2007
Nylife Securities Inc.
Los Angeles, CA · BC capacity

Feb 24, 2005 → Jul 25, 2006
Axa Advisors, LLC
Los Angeles, CA · IA capacity

Oct 9, 2001 → Dec 16, 2004
Axa Advisors, LLC
New York, NY · BC capacity

Aug 30, 2001 → Dec 16, 2004
Morgan Stanley Dw Inc.
Purchase, NY · BC capacity

May 3, 2000 → Aug 3, 2001

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 4148017 ↗ FINRA BrokerCheck record for CRD 4148017 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.