Thomas James Rotherham Okeefe

CRD 4150009 · Primerica Advisors · Lynn, MA

Broker

Also appears in the source record as: Thomas J O'keefe; Thomas O'keefe; Thomas J Okeefe

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Not registered in this capacity
Exams passed (5): Series 6TOSIESeries 6Series 63Series 65
Registered states (1): Massachusetts
Years in the industry (source record): 6
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Primerica Advisors
Firm CRD: 10111
SEC number: 801-72263
Assets under management: $15.5B as of Mar 20, 2026
Website: www.youtube.com/user/primerica ↗
Phone: 833-786-0550
Firm location: Duluth, GA, 30099-0001

Employment history (6)

From the source registration record · current first

Pfs Investments Inc.Current
Lynn, MA · BC capacity

start not retrieved → present
Pfs Investments Inc.Current
Lynn, MA · IA capacity

start not retrieved → present
Signator Investors, Inc.
Boston, MA · BC capacity

Jan 22, 2001 → Jun 27, 2001
Metropolitan Life Insurance Company
New York, NY · BC capacity

Jun 22, 2000 → Nov 7, 2000
Metlife Securities Inc.
Springfield, MA · BC capacity

Jun 22, 2000 → Nov 7, 2000
Waddell & Reed, Inc.
Overland Park, KS · BC capacity

Mar 27, 2000 → Jun 20, 2000

Source & corrections

Where this page comes from

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