Christopher J Wittman

CRD 4156743 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Spokane, WA

IA RegisteredBroker

Also appears in the source record as: Chris Wittman; Christophe J Wittman; Christopher John Wittman

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 66Series 63SIESeries 7Series 6
Registered states (6): California · Idaho · Montana · Oregon · Utah · Washington
Years in the industry (source record): 26
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (19)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Spokane, WA · IA capacity

Mar 5, 2024 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Spokane, WA · BC capacity

start not retrieved → present
Edward Jones
BD capacity

Dec 16, 2020 → Feb 22, 2024
Edward Jones
IA capacity

Dec 16, 2020 → Feb 22, 2024
Td Ameritrade, Inc.
IA capacity

Feb 27, 2018 → Dec 17, 2020
Td Ameritrade, Inc.
BD capacity

Feb 26, 2018 → Dec 17, 2020
Td Ameritrade Investment Management, LLC
IA capacity

Feb 26, 2018 → Dec 17, 2020
Scottrade Investment Management
IA capacity

Jan 27, 2017 → Feb 26, 2018
Scottrade, Inc.
BD capacity

Sep 1, 2016 → Feb 26, 2018
Wells Fargo Advisors, LLC
IA capacity

Jan 15, 2016 → Aug 10, 2016
Wells Fargo Advisors, LLC
BD capacity

Jan 11, 2016 → Aug 10, 2016
Td Ameritrade, Inc.
IA capacity

Aug 31, 2009 → Sep 16, 2015
Amerivest Investment Management, LLC
IA capacity

Aug 31, 2009 → Sep 16, 2015
Td Ameritrade, Inc.
BD capacity

Aug 18, 2009 → Sep 16, 2015
Larimer Capital Corporation
BD capacity

Oct 2, 2008 → Jul 8, 2009
Multi-Financial Securities Corporation
BD capacity

Feb 8, 2006 → Aug 15, 2008
Ing Financial Partners, Inc.
BD capacity

Feb 8, 2006 → Aug 15, 2008
Financial Network Investment Corporation
BD capacity

Feb 8, 2006 → Aug 15, 2008
Aig Sunamerica Capital Services, Inc.
BD capacity

Jun 27, 2000 → Jan 31, 2006

Source & corrections

Where this page comes from

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