Keith Alan Johnson

CRD 4158632 · Wells Fargo Advisors · Richmond, VA

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 31Series 7Series 66Series 63
Registered states (17): California · Colorado · Florida · Maryland · Massachusetts · Missouri · Montana · Nebraska · New York · North Carolina · Pennsylvania · South Carolina · Tennessee · Texas · Virginia · Washington · West Virginia
Years in the industry (source record): 25
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (8)

From the source registration record · current first

Wells Fargo AdvisorsCurrent
Richmond, VA · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
Richmond, VA · BC capacity

start not retrieved → present
Bb&t Investment Services, Inc.
Richmond, VA · IA capacity

Mar 18, 2008 → Feb 28, 2012
Bb&t Investment Services, Inc.
Richmond, VA · BC capacity

Mar 18, 2008 → Feb 28, 2012
Morgan Stanley & Co., Incorporated
Richmond, VA · IA capacity

Jul 24, 2007 → Jan 25, 2008
Morgan Stanley & Co., Incorporated
Richmond, VA · BC capacity

Jun 26, 2007 → Jan 25, 2008
Ubs Financial Services Inc.
New York, NY · BC capacity

Nov 27, 2001 → Feb 16, 2007
Investec Ernst & Company
New York, NY · BC capacity

May 12, 2000 → Apr 5, 2001

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 4158632 ↗ FINRA BrokerCheck record for CRD 4158632 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.