Konstantinos Stathopoulos

CRD 4159954 · Fidelity Brokerage Services LLC · Burlingame, CA

IA RegisteredBroker

Also appears in the source record as: Konstantinos N Stathopoulos; Kosta Stathopoulos; Konstantinos Stathopoulos

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (8): Series 65Series 63Series 66Series 9Series 10Series 24SIESeries 7
Registered states (4): California · Massachusetts · Texas · Utah
Years in the industry (source record): 26
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (12)

From the source registration record · current first

Strategic Advisers LLCCurrent
Burlingame, CA · IA capacity

Jan 14, 2026 → present
Fidelity Brokerage Services LLCCurrent
Burlingame, CA · BD capacity

Aug 18, 2025 → present
Fidelity Brokerage Services LLCCurrent
Burlingame, CA · BC capacity

start not retrieved → present
Alps Distributors, Inc.
BD capacity

Aug 9, 2021 → Mar 7, 2025
Aristotle Capital Management, LLC
IA capacity

Jan 14, 2019 → Apr 12, 2021
Imst Distributors, LLC
BD capacity

Jan 11, 2019 → Apr 9, 2021
Tiaa-Cref Individual & Institutional Services, LLC
BD capacity

Jul 26, 2016 → Oct 23, 2018
Advice And Planning Services
IA capacity

Jun 16, 2016 → Oct 23, 2018
Brighton Jones LLC
IA capacity

Mar 22, 2013 → May 16, 2016
Fisher Investments
IA capacity

Dec 13, 2005 → Feb 21, 2013
Ubs Financial Services Inc.
BD capacity

Nov 13, 2000 → Oct 6, 2005
Mesirow Financial, Inc.
BD capacity

May 10, 2000 → Nov 22, 2000

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 4159954 ↗ FINRA BrokerCheck record for CRD 4159954 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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