Alexia L Ball

CRD 4162008 · J.P. Morgan Securities LLC · Madison, AL

IA RegisteredBroker

Also appears in the source record as: Alexia Lea Ball; Alexia Ball

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): Series 99TOSIESeries 7Series 6Series 26Series 65Series 63
Registered states (19): Alabama · Arizona · California · Florida · Georgia · Kansas · Kentucky · Maryland · Michigan · Mississippi · Missouri · New York · Ohio · Oregon · South Carolina · Tennessee · Texas · Washington · Wyoming
Years in the industry (source record): 26
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 4162008 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (9)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
Madison, AL · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
Madison, AL · BC capacity

start not retrieved → present
Pnc Investments
Huntsville, AL · IA capacity

Nov 24, 2021 → Feb 14, 2024
Pnc Investments
Huntsville, AL · BC capacity

Nov 24, 2021 → Feb 14, 2024
Cambridge Investment Research Advisors, Inc.
Huntsville, AL · IA capacity

Dec 3, 2018 → Dec 3, 2021
Cambridge Investment Research, Inc.
Huntsville, AL · BC capacity

Dec 3, 2018 → Dec 3, 2021
First Command Advisory Services
Fort Worth, TX · IA capacity

Dec 15, 2015 → Nov 29, 2018
First Command Financial Planning, Inc.
Huntsville, AL · BC capacity

Jun 2, 2000 → Nov 29, 2018
First Command Financial Planning, Inc.
Huntsville, AL · IA capacity

Nov 15, 2005 → Dec 15, 2015

Source & corrections

Where this page comes from

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