Timothy Owen Mills

CRD 4164648 · Wells Fargo Advisors · San Jose, CA

IA RegisteredBroker

Also appears in the source record as: Tim Mills; Timothy O Mills; Timothy Mills

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 31Series 7Series 65Series 66
Registered states (1): California
Years in the industry (source record): 23
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (18)

From the source registration record · current first

Wells Fargo AdvisorsCurrent
San Jose, CA · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
San Jose, CA · BC capacity

start not retrieved → present
J.P. Morgan Securities LLC
Portola Valley, CA · IA capacity

Dec 19, 2018 → Apr 5, 2026
J.P. Morgan Securities LLC
Portola Valley, CA · BC capacity

Dec 19, 2018 → Apr 5, 2026
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Santa Clara, CA · IA capacity

Mar 8, 2016 → Aug 25, 2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Santa Clara, CA · BC capacity

Mar 8, 2016 → Aug 25, 2017
Scottrade, Inc.
Cupertino, CA · BC capacity

Apr 6, 2010 → Feb 25, 2016
Adp Broker-Dealer, Inc.
Roseland, NJ · BC capacity

Sep 23, 2008 → Jan 2, 2009
Td Ameritrade, Inc.
Cupertino, CA · IA capacity

May 14, 2008 → Sep 23, 2008
Amerivest Investment Management, LLC
Cupertino, CA · IA capacity

May 14, 2008 → Sep 23, 2008
Td Ameritrade, Inc.
Cupertino, CA · BC capacity

May 14, 2008 → Sep 23, 2008
Fisher Investments
San Mateo, CA · IA capacity

Jan 30, 2008 → Apr 24, 2008
Charles Schwab & Co., Inc.
San Jose, CA · IA capacity

Oct 28, 2003 → May 18, 2004
Charles Schwab & Co., Inc.
Westlake, TX · BC capacity

Oct 27, 2003 → May 18, 2004
U.S. Bancorp Investments, Inc.
Saint Paul, MN · BC capacity

Apr 21, 2003 → Oct 6, 2003
Citicorp Investment Services
Long Island City, NY · BC capacity

Feb 5, 2003 → Mar 21, 2003
Cal Fed Investments
Sacramento, CA · BC capacity

Jan 3, 2002 → Feb 5, 2003
Morgan Stanley Dw Inc.
Purchase, NY · BC capacity

Jun 5, 2000 → Nov 15, 2001

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 4164648 ↗ FINRA BrokerCheck record for CRD 4164648 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

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