Rajesh Gulrajani

CRD 4170624 · Wells Fargo Advisors · El Segundo, CA

IA RegisteredBroker

Also appears in the source record as: Raj Gulrajani

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 7Series 10Series 9Series 66
Registered states (1): California
Years in the industry (source record): 20
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Wells Fargo Advisors
Firm CRD: 19616
SEC number: 801-37967
Assets under management: $671.4B as of Jun 23, 2026
Website: www.twitter.com/WFINVESTING ↗
Phone: 314-875-3000
Firm location: St. Louis, MO, 63103-2205

Employment history (25)

From the source registration record · current first

Wells Fargo Clearing Services, LLCCurrent
El Segundo, CA · BC capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
North Hills, CA · IA capacity

start not retrieved → present
Wells Fargo Clearing Services, LLCCurrent
El Segundo, CA · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
North Hills, CA · IA capacity

start not retrieved → present
Wells Fargo AdvisorsCurrent
El Segundo, CA · IA capacity

start not retrieved → present
Stifel, Nicolaus & Company, Incorporated
Los Angeles, CA · BC capacity

Oct 22, 2020 → Dec 24, 2020
Stifel, Nicolaus & Company, Incorporated
Los Angeles, CA · IA capacity

Oct 21, 2020 → Dec 24, 2020
Morgan Stanley
Palm Desert, CA · IA capacity

Apr 23, 2019 → Aug 7, 2019
Morgan Stanley
Palm Desert, CA · BC capacity

Apr 23, 2019 → Aug 7, 2019
Scottrade Investment Management
Saint Louis, MO · IA capacity

Jan 12, 2017 → Mar 8, 2018
Scottrade, Inc.
Valencia, CA · BC capacity

Apr 14, 2015 → Mar 8, 2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Los Angeles, CA · BC capacity

Nov 5, 2011 → Mar 31, 2015
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Los Angeles, CA · IA capacity

Oct 31, 2011 → Mar 31, 2015
Lpl Financial Corporation
Valencia, CA · IA capacity

Dec 16, 2009 → Dec 31, 2010
Lpl Financial Corporation
Valencia, CA · BC capacity

Dec 15, 2009 → Dec 31, 2010
Banc Of America Investment Services, Inc.
Los Angeles, CA · IA capacity

May 23, 2008 → Oct 23, 2009
Banc Of America Investment Services, Inc.
Los Angeles, CA · BC capacity

May 23, 2008 → Oct 23, 2009
Primevest Financial Services, Inc.
Santa Monica, CA · IA capacity

Nov 13, 2006 → May 28, 2008
Primevest Financial Services, Inc.
Santa Monica, CA · BC capacity

Nov 9, 2006 → May 28, 2008
Dfc Investor Services
West Los Angeles, CA · IA capacity

Jul 7, 2005 → Nov 9, 2006
Dfc Investor Services
West Los Angeles, CA · BC capacity

Jul 6, 2005 → Nov 9, 2006
Wm Financial Services, Inc.
Encino, CA · IA capacity

Apr 23, 2004 → Jun 15, 2005
Wm Financial Services, Inc.
Irvine, CA · BC capacity

Apr 23, 2004 → Jun 15, 2005
Citicorp Investment Services
North Hollywood, CA · IA capacity

Sep 15, 2003 → Feb 4, 2004
Citicorp Investment Services
Long Island City, NY · BC capacity

Sep 15, 2003 → Feb 4, 2004

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 4170624 ↗ FINRA BrokerCheck record for CRD 4170624 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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