Melyssa Cantu-Matkovich

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration

Active

Investment adviser registration

Active

Exams passed (4)

SIESeries 7Series 66Series 63

Registered states (51)

Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming

Years in the industry (source record)

23

Professional designations

Not yet retrieved from the source record

Disclosures

Copied from the official record

Current firm

From the firm record

Firm

Charles Schwab & Co., Inc.

Firm CRD

5393

SEC number

801-29938

Assets under management

Not yet retrieved from the source record

Website

www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗

Phone

415-667-7000

Firm location

San Francisco, CA, 94105

Employment history (18)

From the source registration record · current first

• Charles Schwab & Co., Inc.Current

  Westlake, TX · BC capacity
  start not retrieved → present
• Charles Schwab & Co., Inc.Current

  Mansfield, TX · IA capacity
  start not retrieved → present
• Charles Schwab & Co., Inc.Current

  Westlake, TX · IA capacity
  start not retrieved → present
• Charles Schwab & Co., Inc.Current

  Mansfield, TX · IA capacity
  start not retrieved → present
• Td Ameritrade, Inc.

  Southlake, TX · BC capacity
  Sep 24, 2018 → May 19, 2024
• Td Ameritrade, Inc.

  Mansfield, TX · IA capacity
  Sep 24, 2018 → Oct 14, 2022
• Td Ameritrade Investment Management, LLC

  Southlake, TX · IA capacity
  Sep 24, 2018 → Feb 22, 2021
• Schulz Wealth, Ltd.

  Mansfield, TX · IA capacity
  Apr 11, 2018 → Aug 20, 2018
• Waddell & Reed

  Southlake, TX · IA capacity
  Feb 15, 2011 → Mar 19, 2018
• Waddell & Reed

  Southlake, TX · BC capacity
  Feb 15, 2011 → Mar 19, 2018
• Sws Financial Services

  Mansfield, TX · BC capacity
  Sep 11, 2009 → Dec 3, 2010
• Sws Financial Services

  Mansfield, TX · IA capacity
  Sep 4, 2009 → Dec 3, 2010
• Wachovia Securities Financial Network, LLC

  Mansfield, TX · IA capacity
  Jan 19, 2007 → May 14, 2008
• Wachovia Securities Financial Network, LLC

  Mansfield, TX · BC capacity
  Jan 19, 2007 → May 14, 2008
• Northern Trust Securities, Inc.

  Chicago, IL · BC capacity
  Jan 21, 2005 → Sep 18, 2006
• Banc One Securities Corporation

  Chicago, IL · IA capacity
  Mar 2, 2004 → Jan 21, 2005
• Banc One Securities Corporation

  Chicago, IL · BC capacity
  Feb 20, 2004 → Jan 21, 2005
• Banc One Capital Markets, Inc.

  Chicago, IL · BC capacity
  Nov 22, 2000 → Dec 9, 2003

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.