Bernard Lyle Wheeler

CRD 4172490 · J.P. Morgan Securities LLC · New York, NY

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (10): Series 57TOSIESeries 55Series 21Series 25Series 7Series 24Series 66Series 65Series 63
Registered states (17): Arizona · California · Colorado · Connecticut · Delaware · Florida · Georgia · Maryland · Massachusetts · Nevada · New Jersey · New York · North Carolina · Oregon · Pennsylvania · South Carolina · Virginia
Years in the industry (source record): 21
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 4172490 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: J.P. Morgan Securities LLC
Firm CRD: 79
SEC number: 801-3702
Assets under management: $429.7B as of Jun 30, 2026
Website: wealthpartners.jpmorgan.com ↗
Phone: 800-999-2000
Firm location: New York, NY, 10017

Employment history (12)

From the source registration record · current first

J.P. Morgan Securities LLCCurrent
New York, NY · IA capacity

start not retrieved → present
J.P. Morgan Securities LLCCurrent
New York, NY · BC capacity

start not retrieved → present
Brendan E. Cryan And Company, L.L.C.
New York City, NY · BC capacity

May 7, 2014 → Jan 2, 2019
Knight Capital Americas LLC
New York, NY · BC capacity

Jul 2, 2012 → Oct 31, 2013
Getco Securities, LLC
Chicago, IL · BC capacity

Aug 6, 2012 → Aug 10, 2012
Knight Capital Americas, L.P.
Jersey City, NJ · BC capacity

Dec 20, 2010 → Jul 2, 2012
Kellogg Capital Markets, LLC
New York, NY · BC capacity

Dec 1, 2008 → Jan 3, 2011
Kellogg Capital Group LLC
New York, NY · BC capacity

Apr 7, 2004 → Dec 1, 2008
E*trade Professional Trading, LLC
New York, NY · BC capacity

Dec 3, 2003 → Jan 22, 2004
A.B. Watley, Inc.
New York, NY · BC capacity

Mar 28, 2003 → Oct 3, 2003
Ladenburg Capital Management Inc.
Bethpage, NY · BC capacity

May 16, 2002 → Oct 28, 2002
Preferredtrade, Inc.
San Francisco, CA · BC capacity

Nov 15, 2000 → Feb 28, 2001

Source & corrections

Where this page comes from

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