Gregory Talcott

CRD 4174726 · Charles Schwab & Co., Inc. · Boston, MA

IA RegisteredBroker

Also appears in the source record as: Gregory Lee Talcott

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): SIESeries 7Series 10Series 9Series 65Series 66Series 63
Registered states (7): Arkansas · California · Colorado · Florida · Louisiana · Mississippi · Texas
Years in the industry (source record): 23
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (12)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Boston, MA · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
College Station, TX · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Boston, MA · IA capacity

start not retrieved → present
Schwab Wealth Advisory, Inc.Current
College Station, TX · IA capacity

start not retrieved → present
Tobin & Company Securities LLC
Charlotte, NC · BC capacity

Jan 4, 2021 → Oct 15, 2024
Patrick Capital Markets, LLC
Scottsdale, AZ · BC capacity

May 11, 2020 → Dec 31, 2020
Virtua Capital Management, LLC
Scottsdale, AZ · IA capacity

Aug 17, 2018 → Apr 20, 2020
Emerson Equity LLC
Scottsdale, AZ · BC capacity

Jul 19, 2018 → Apr 20, 2020
Scottrade Investment Management
Saint Louis, MO · IA capacity

Jan 24, 2017 → Mar 7, 2018
Scottrade, Inc.
Chandler, AZ · BC capacity

Apr 19, 2016 → Mar 7, 2018
Lpl Financial LLC
Scottsdale, AZ · BC capacity

May 30, 2014 → Dec 22, 2015
Financial Advocates Investment Management
Olympia, WA · IA capacity

Jun 20, 2014 → Dec 16, 2015

Source & corrections

Where this page comes from

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