Jason Miller

CRD 4176429 · Charles Schwab & Co., Inc. · Chicago, IL

IA RegisteredBroker

Also appears in the source record as: Jason Christopher Miller; Jason C. Miller

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): SIESeries 7Series 10Series 9Series 24Series 65Series 66
Registered states (1): Illinois
Years in the industry (source record): 23
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (22)

From the source registration record · current first

Schwab Wealth Advisory, Inc.Current
Chicago, IL · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Chicago, IL · BC capacity

start not retrieved → present
Principal Securities, Inc.Current
Downers Grove, IL · IA capacity

start not retrieved → present
Principal Securities, Inc.
Downers Grove, IL · BC capacity

Nov 26, 2024 → Jul 21, 2026
Raymond James Financial Services, Inc.
Urbana, IL · BC capacity

Jun 7, 2024 → Oct 18, 2024
Raymond James Financial Services Advisors, Inc
Urbana, IL · IA capacity

Jun 3, 2024 → Oct 18, 2024
J.P. Morgan Securities LLC
Orland Park, IL · IA capacity

Jan 13, 2017 → Jul 14, 2023
J.P. Morgan Securities LLC
Orland Park, IL · BC capacity

Jan 13, 2017 → Jul 14, 2023
Strategic Advisers, Inc.
Chesterfield, MO · IA capacity

Feb 12, 2015 → Dec 21, 2016
Fidelity Brokerage Services LLC
Oak Brook, IL · BC capacity

Jan 30, 2015 → Dec 14, 2016
Scottrade, Inc.
Tinley Park, IL · BC capacity

Mar 11, 2010 → Jan 26, 2015
Infinium Securities, LLC
Chicago, IL · BC capacity

Jan 8, 2010 → Mar 8, 2010
Amerivest Investment Management, LLC
Oak Brook, IL · IA capacity

May 16, 2006 → May 1, 2008
Td Ameritrade, Inc.
Oak Brook, IL · IA capacity

Nov 7, 2005 → May 1, 2008
Td Ameritrade, Inc.
Oak Brook, IL · BC capacity

Nov 7, 2005 → May 1, 2008
Chase Investment Services Corp.
Chicago, IL · IA capacity

Jul 6, 2005 → Nov 22, 2005
Chase Investment Services Corp.
Chicago, IL · BC capacity

Jul 6, 2005 → Nov 22, 2005
Banc One Securities Corporation
Chicago, IL · IA capacity

Feb 12, 2004 → Jul 6, 2005
Banc One Securities Corporation
Chicago, IL · BC capacity

Feb 12, 2004 → Jul 6, 2005
Charles Schwab & Co., Inc.
Schaumburg, IL · IA capacity

May 23, 2002 → Feb 24, 2004
Ids Life Insurance Company
Minneapolis, MN · BC capacity

May 30, 2000 → Jul 6, 2000
American Express Financial Advisors Inc.
Minneapolis, MN · BC capacity

May 30, 2000 → Jul 6, 2000

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

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