Michael Reither

CRD 4177875 · Charles Schwab & Co., Inc. · Lone Tree, CO

IA RegisteredBroker

Also appears in the source record as: Michael Joseph Reither; Mike Reither

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (9): SIESeries 3Series 7Series 10Series 9Series 51Series 24Series 66Series 63
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 24
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 4177875 contains one or more disclosure events as of Aug 20, 2026.

findmyFA.app does not reproduce, summarise, characterise, or interpret the content of disclosure events. A disclosure event is a category of entry in a regulatory record; it is not, by itself, a finding of wrongdoing. Read the events in full on the official systems:

FINRA BrokerCheck ↗ · SEC IAPD ↗

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (12)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Lone Tree, CO · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Lone Tree, CO · BC capacity

start not retrieved → present
Rbc Capital Markets, LLC
Denver, CO · IA capacity

Aug 25, 2017 → Jan 17, 2025
Rbc Capital Markets, LLC
Denver, CO · BC capacity

Aug 23, 2017 → Jan 17, 2025
Wells Fargo Clearing Services, LLC
St. Louis, MO · IA capacity

Jan 25, 2010 → Aug 22, 2017
Wells Fargo Clearing Services, LLC
St. Louis, MO · BC capacity

Jan 21, 2010 → Aug 22, 2017
Securities Service Network, Inc.
Chesterfield, MO · BC capacity

Mar 25, 2009 → Jan 15, 2010
First Advisors, Inc.
St Louis, MO · IA capacity

Feb 8, 2007 → Aug 22, 2008
First Allied Securities, Inc.
St. Louis, MO · BC capacity

May 30, 2008 → Jun 27, 2008
Ffp Securities, Inc.
St. Louis, MO · BC capacity

Sep 26, 2002 → May 30, 2008
Stifel, Nicolaus & Company, Incorporated
St. Louis, MO · BC capacity

Feb 5, 2001 → May 25, 2001
Edward Jones
St. Louis, MO · BC capacity

Jun 19, 2000 → Feb 7, 2001

Source & corrections

Where this page comes from

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