Britton Hue Trimmer

CRD 4184491 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · San Francisco, CA

IA RegisteredBroker

Also appears in the source record as: Britton H Trimmer; Britton Hue Trimmer Mr.; Britton Trimmer

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 66SIESeries 3Series 7
Registered states (52): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 26
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 4184491 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (13)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
San Francisco, CA · IA capacity

Jan 3, 2020 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
San Francisco, CA · BC capacity

start not retrieved → present
Raymond James & Associates, Inc.
IA capacity

May 21, 2018 → Dec 17, 2019
Raymond James & Associates, Inc.
BD capacity

May 18, 2018 → Dec 17, 2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated
IA capacity

Oct 17, 2017 → May 21, 2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Oct 16, 2017 → May 21, 2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Feb 15, 2012 → Aug 10, 2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated
IA capacity

Feb 8, 2012 → Aug 10, 2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Mar 17, 2008 → Jun 1, 2011
Merrill Lynch, Pierce, Fenner & Smith Incorporated
IA capacity

Mar 17, 2008 → Jun 1, 2011
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Apr 1, 2002 → Sep 11, 2007
Merrill Lynch Pierce Fenner & Smith Inc.
IA capacity

Apr 1, 2002 → Sep 11, 2007
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Jun 19, 2000 → Feb 22, 2001

Source & corrections

Where this page comes from

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