Juan C Zayas

CRD 4186511 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · San Antonio, TX

IA RegisteredBroker

Also appears in the source record as: Juan Carlos Zayas; Juan Zayas; Juan Carlos Zayascardona

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): Series 66Series 63Series 7TOSIESeries 6
Registered states (7): Arkansas · Colorado · Florida · Louisiana · New Mexico · Oklahoma · Texas
Years in the industry (source record): 16
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 4186511 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (6)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
San Antonio, TX · IA capacity

Aug 20, 2020 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
San Antonio, TX · BC capacity

start not retrieved → present
J.P. Morgan Securities LLC
BD capacity

Jan 13, 2015 → Apr 15, 2020
Bbva Securities Inc.
BD capacity

Nov 12, 2014 → Dec 22, 2014
J.P. Morgan Securities LLC
BD capacity

Oct 1, 2012 → Aug 28, 2014
Chase Investment Services Corp.
BD capacity

Mar 29, 2010 → Oct 1, 2012

Source & corrections

Where this page comes from

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