Michael David Stuart

CRD 4186962 · Morgan Stanley · Washington, DC

IA RegisteredBroker

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): Series 65Series 63Series 57TOSIESeries 31Series 55Series 7
Registered states (36): Alabama · Arizona · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Louisiana · Maryland · Massachusetts · Michigan · Minnesota · Missouri · Nevada · New Jersey · New York · North Carolina · Ohio · Oklahoma · Oregon · Pennsylvania · South Carolina · Tennessee · Texas · Utah · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 26
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (4)

From the source registration record · current first

Morgan StanleyCurrent
Washington, DC · IA capacity

Jun 1, 2009 → present
Citigroup Global Markets Inc.
IA capacity

Oct 19, 2005 → Jun 1, 2009
Citigroup Global Markets Inc.
BD capacity

Jul 21, 2005 → Jun 1, 2009
E*trade Professional Trading, LLC
BD capacity

Jul 11, 2000 → Jul 27, 2004

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 4186962 ↗ FINRA BrokerCheck record for CRD 4186962 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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