Dawn Marie Carrico

CRD 4188421 · Edward Jones · St John, IN

IA RegisteredBroker

Also appears in the source record as: Dawn Marie Fultz; Dawn M. Michalik Mrs.; Dawn M. Michalik

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (5): SIESeries 3Series 7Series 66Series 63
Registered states (12): Arizona · California · Colorado · Florida · Illinois · Indiana · Michigan · Minnesota · Missouri · Nevada · Texas · Wisconsin
Years in the industry (source record): 26
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

The official record for CRD 4188421 contains one or more disclosure events as of Aug 20, 2026.

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Current firm

From the firm record

Firm: Edward Jones
Firm CRD: 250
SEC number: 801-3297
Assets under management: $1.0T as of Jun 29, 2026
Website: www.twitter.com/EDWARDJONES ↗
Phone: 314-515-2000
Firm location: St. Louis, MO, 63131

Employment history (9)

From the source registration record · current first

Edward JonesCurrent
St John, IN · IA capacity

start not retrieved → present
Edward JonesCurrent
St John, IN · BC capacity

start not retrieved → present
Morgan Stanley Smith Barney LLC
Chicago, IL · IA capacity

Jun 1, 2009 → Dec 21, 2011
Morgan Stanley Smith Barney
Chicago, IL · BC capacity

Jun 1, 2009 → Dec 21, 2011
Morgan Stanley & Co. Incorporated
Chicago, IL · IA capacity

Apr 17, 2009 → Jun 1, 2009
Morgan Stanley & Co. Incorporated
Chicago, IL · BC capacity

Apr 17, 2009 → Jun 1, 2009
Deutsche Bank Securities Inc.
Chicago, IL · IA capacity

Feb 27, 2008 → Apr 30, 2009
Deutsche Bank Securities Inc.
Chicago, IL · BC capacity

Jan 13, 2001 → Apr 30, 2009
Db Alex. Brown LLC
Baltimore, MD · BC capacity

Jul 18, 2000 → Jan 13, 2001

Source & corrections

Where this page comes from

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