Benjamin J Black

CRD 4195212 · Fidelity Brokerage Services LLC · Naperville, IL

IA RegisteredBroker

Also appears in the source record as: Benjamin John Black

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 65Series 63SIESeries 31Series 7Series 6
Registered states (16): California · Colorado · Florida · Illinois · Indiana · Iowa · Kentucky · Massachusetts · Michigan · North Carolina · Ohio · South Carolina · Tennessee · Texas · Utah · Wisconsin
Years in the industry (source record): 24
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Fidelity Brokerage Services LLC
Firm CRD: 7784
SEC number: Not yet retrieved from the source record
Assets under management: Not yet retrieved from the source record
Website: Not yet retrieved from the source record
Phone: Not yet retrieved from the source record
Firm location: Not yet retrieved from the source record

Employment history (19)

From the source registration record · current first

Strategic Advisers LLCCurrent
Aurora, IL · IA capacity

Mar 31, 2025 → present
Fidelity Brokerage Services LLCCurrent
Aurora, IL · BD capacity

Oct 28, 2022 → present
Fidelity Brokerage Services LLCCurrent
Naperville, IL · BC capacity

start not retrieved → present
Fidelity Personal And Workplace Advisors
IA capacity

Nov 2, 2022 → Mar 31, 2025
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Oct 5, 2018 → Oct 11, 2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated
IA capacity

Oct 5, 2018 → Oct 11, 2022
Wells Fargo Clearing Services, LLC
BD capacity

Mar 16, 2015 → Oct 10, 2018
Wells Fargo Clearing Services, LLC
IA capacity

Mar 16, 2015 → Oct 10, 2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Jul 19, 2013 → Mar 17, 2015
Merrill Lynch, Pierce, Fenner & Smith Incorporated
IA capacity

Jul 19, 2013 → Mar 17, 2015
Morgan Stanley
BD capacity

Jun 1, 2009 → Aug 7, 2013
Morgan Stanley
IA capacity

Jun 1, 2009 → Aug 7, 2013
Morgan Stanley & Co. Incorporated
BD capacity

Apr 2, 2007 → Jun 1, 2009
Morgan Stanley & Co. Incorporated
IA capacity

Apr 2, 2007 → Jun 1, 2009
Morgan Stanley
IA capacity

Jul 7, 2006 → Apr 2, 2007
Morgan Stanley Dw Inc.
BD capacity

May 4, 2006 → Apr 2, 2007
Wachovia Securities, LLC
BD capacity

Aug 30, 2005 → Apr 4, 2006
Van Kampen Funds Inc.
BD capacity

Jul 8, 2002 → Aug 23, 2005
Scudder Distributors, Inc.
BD capacity

May 6, 2002 → Aug 5, 2002

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 4195212 ↗ FINRA BrokerCheck record for CRD 4195212 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.