Michael D Relyea

CRD 4195707 · Charles Schwab & Co., Inc. · Chicago, IL

IA RegisteredBroker

Also appears in the source record as: Michael D. Relyea; Michael Deforest Relyea; Michael Relyea; Michael De Forest Relyea; Mike Relyea

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (8): SIESeries 7Series 6Series 51Series 24Series 65Series 66Series 63
Registered states (14): Alabama · Arizona · California · Florida · Georgia · Illinois · Indiana · Michigan · Minnesota · Missouri · Ohio · Pennsylvania · Tennessee · Wisconsin
Years in the industry (source record): 24
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (14)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Chicago, IL · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Chicago, IL · IA capacity

start not retrieved → present
Schwab Wealth Advisory, Inc.Current
Chicago, IL · IA capacity

start not retrieved → present
Esi Financial Advisors
Chicago, IL · IA capacity

Jan 26, 2022 → Aug 8, 2025
Equity Services, Inc.
Chicago, IL · BC capacity

Jan 26, 2022 → Aug 8, 2025
Allstate Financial Advisors, LLC
Aurora, IL · IA capacity

Oct 18, 2016 → Jan 19, 2022
Allstate Financial Services, LLC
Addison, IL · BC capacity

Oct 18, 2016 → Jan 19, 2022
Sei Investments Management Corp
Brookfield, IL · IA capacity

Jan 5, 2015 → Oct 6, 2016
Sei Investments Distribution Co.
Oaks, PA · BC capacity

Jan 5, 2015 → Oct 6, 2016
Goldman, Sachs & Co.
New York, NY · BC capacity

Jan 6, 2010 → Dec 9, 2014
Fifth Third Securities, Inc.
Chicago, IL · IA capacity

Jul 23, 2009 → Dec 15, 2009
Fifth Third Securities, Inc.
Chicago, IL · BC capacity

Jun 1, 2009 → Dec 15, 2009
Allstate Distributors, L.L.C.
Northbrook, IL · BC capacity

Aug 30, 2006 → Mar 25, 2009
Van Kampen Funds Inc.
Oakbrook Terrace, IL · BC capacity

Mar 9, 2001 → Aug 29, 2006

Source & corrections

Where this page comes from

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