Sharon Marie Vandenbroek

CRD 419606 · Morgan Stanley · Pasadena, CA

IA RegisteredBroker

Also appears in the source record as: Sharon Marie Shaffer

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 63SIESeries 7Series 1
Registered states (43): Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virginia · Washington · Wyoming
Years in the industry (source record): 53
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (6)

From the source registration record · current first

Morgan StanleyCurrent
Pasadena, CA · IA capacity

Jun 28, 2011 → present
Citigroup Global Markets Inc.
BD capacity

Oct 4, 2004 → Jun 1, 2009
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Nov 9, 2000 → Oct 4, 2004
Salomon Smith Barney Inc.
BD capacity

Jan 11, 1996 → Sep 29, 2000
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Sep 26, 1978 → Mar 25, 1988
Merrill Lynch, Pierce, Fenner & Smith, Inc.
BD capacity

Sep 19, 1973 → Sep 26, 1978

Source & corrections

Where this page comes from

Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.

SEC IAPD record for CRD 419606 ↗ FINRA BrokerCheck record for CRD 419606 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: IAPD_SEARCH. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.