Mariah Riley Horn

CRD 4197582 · Charles Schwab & Co., Inc. · Austin, TX

IA RegisteredBroker

Also appears in the source record as: Mariah Horn; Mariah Riley Horn; Mariah Lee Riley; Mariah Lee Riley

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 52TOSIESeries 7Series 53Series 24Series 66
Registered states (1): Texas
Years in the industry (source record): 24
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Charles Schwab & Co., Inc.
Firm CRD: 5393
SEC number: 801-29938
Assets under management: Not yet retrieved from the source record
Website: www.linkedin.com/COMPANY/SCHWAB-ADVISOR-SERVICES ↗
Phone: 415-667-7000
Firm location: San Francisco, CA, 94105

Employment history (10)

From the source registration record · current first

Charles Schwab & Co., Inc.Current
Austin, TX · BC capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Austin, TX · IA capacity

start not retrieved → present
Charles Schwab & Co., Inc.Current
Austin, TX · IA capacity

start not retrieved → present
Kestra Advisory Services, LLC
Austin, TX · IA capacity

Apr 19, 2016 → Apr 11, 2018
Kestra Investment Services, LLC
Austin, TX · BC capacity

Dec 23, 2015 → Apr 11, 2018
Nfp Advisor Services, LLC
Austin, TX · IA capacity

Dec 23, 2015 → Sep 22, 2016
Chase Investment Services Corp.
Dallas, TX · IA capacity

Jan 24, 2003 → Aug 20, 2003
Chase Investment Services Corp.
Chicago, IL · BC capacity

Jan 24, 2003 → Aug 20, 2003
Ids Life Insurance Company
Minneapolis, MN · BC capacity

Jul 24, 2000 → Nov 2, 2000
American Express Financial Advisors Inc.
Minneapolis, MN · BC capacity

Jul 24, 2000 → Nov 2, 2000

Source & corrections

Where this page comes from

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