Phillip Todd Harrington

CRD 4205575 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · Spartanburg, SC

IA RegisteredBroker

Also appears in the source record as: Todd Harrington

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (10): Series 66Series 63Series 10Series 9Series 53Series 4Series 24Series 52TOSIESeries 7
Registered states (1): North Carolina
Years in the industry (source record): 26
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (14)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Charlotte, NC · IA capacity

Jul 8, 2014 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Spartanburg, SC · BC capacity

start not retrieved → present
Wells Fargo Funds Distributor, LLC
BD capacity

Jul 22, 2013 → Jun 23, 2014
Wells Fargo Funds Management, LLC
IA capacity

Jul 22, 2013 → Jun 23, 2014
Merrill Lynch, Pierce, Fenner & Smith Incorporated
BD capacity

Oct 23, 2009 → Jul 1, 2013
Merrill Lynch, Pierce, Fenner & Smith Incorporated
IA capacity

Oct 23, 2009 → Jul 1, 2013
Banc Of America Investment Services, Inc.
BD capacity

May 17, 2007 → Oct 23, 2009
Banc Of America Investment Services, Inc.
IA capacity

May 17, 2007 → Oct 23, 2009
Hewitt Financial Services LLC
IA capacity

Aug 16, 2006 → May 14, 2007
Hewitt Financial Services LLC
BD capacity

Mar 27, 2006 → May 14, 2007
Colonial Asset Management Inc
IA capacity

Jan 6, 2006 → Mar 28, 2006
Colonial Brokerage, Inc.
BD capacity

Sep 6, 2005 → Mar 28, 2006
Harrisdirect LLC
IA capacity

Nov 15, 2004 → Sep 1, 2005
Harrisdirect LLC
BD capacity

Aug 14, 2000 → Sep 1, 2005

Source & corrections

Where this page comes from

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