Hanson Pui Wong

CRD 4205653 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · San Francisco, CA

IA RegisteredBroker

Also appears in the source record as: Hanson Wong

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (7): Series 63Series 65Series 7TOSIESeries 86Series 87Series 7
Registered states (26): Arizona · Arkansas · California · Colorado · Connecticut · District Of Columbia · Florida · Georgia · Hawaii · Illinois · Indiana · Iowa · Michigan · Nevada · New Jersey · New York · North Carolina · Ohio · Oregon · South Dakota · Tennessee · Texas · Utah · Virginia · Washington · Wyoming
Years in the industry (source record): 24
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (7)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
San Francisco, CA · IA capacity

Oct 18, 2019 → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
San Francisco, CA · BC capacity

start not retrieved → present
Garrett Investment Advisors, LLC
IA capacity

Aug 17, 2017 → Feb 27, 2018
Stifel, Nicolaus & Company, Incorporated
BD capacity

Mar 1, 2012 → Aug 21, 2012
Thomas Weisel Partners LLC
BD capacity

Mar 15, 2010 → Mar 1, 2012
Thomas Weisel Partners LLC
BD capacity

Apr 30, 2007 → Jul 2, 2008
Prudential Equity Group, LLC
BD capacity

Nov 21, 2002 → Aug 17, 2006

Source & corrections

Where this page comes from

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