Holly Martines

CRD 4207996 · Merrill Lynch, Pierce, Fenner & Smith Incorporated · New York, NY

IA RegisteredBroker

Also appears in the source record as: Holly Beth Martin; Holly Martin; Holly Beth Martines; Holly Martines; Holly B Martines

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): SIESeries 7Series 66Series 63
Registered states (2): Arizona · California
Years in the industry (source record): 20
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Firm CRD: 7691
SEC number: 801-14235
Assets under management: $1.8T as of Jun 29, 2026
Website: www.merrilledge.com/GUIDED-INVESTING ↗
Phone: 800-637-7455
Firm location: New York, NY, 10036

Employment history (8)

From the source registration record · current first

Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
Chandler, AZ · IA capacity

start not retrieved → present
Merrill Lynch, Pierce, Fenner & Smith IncorporatedCurrent
New York, NY · BC capacity

start not retrieved → present
Morgan Stanley
Tempe, AZ · IA capacity

Jun 7, 2022 → Apr 4, 2023
Morgan Stanley
Tempe, AZ · BC capacity

Jun 7, 2022 → Apr 4, 2023
Lpl Financial LLC
San Diego, CA · BC capacity

Feb 2, 2011 → Dec 31, 2012
Lpl Financial LLC
San Diego, CA · IA capacity

Feb 1, 2011 → Dec 31, 2012
Charles Schwab & Co., Inc.
Phoenix, AZ · IA capacity

Apr 16, 2007 → Apr 28, 2010
Charles Schwab & Co., Inc.
Phoenix, AZ · BC capacity

Sep 7, 2000 → Apr 28, 2010

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 4207996 ↗ FINRA BrokerCheck record for CRD 4207996 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.

Preview release — partial coverage. This is a public-records lookup tool, not investment advice, not a recommendation, and not an endorsement of any advisor. Registration status shown here is a copy of a government record and may be out of date; always confirm against SEC IAPD and FINRA BrokerCheck before acting.