Anthony Lepore

CRD 4208471 · Morgan Stanley · Baltimore, MD

IA RegisteredBroker

Also appears in the source record as: Anthony D Lepore; Anthony Dominic Lepore; Tony Lepore

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (6): Series 66Series 63Series 10Series 9SIESeries 7
Registered states (2): Maryland · New York
Years in the industry (source record): 21
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: Morgan Stanley
Firm CRD: 149777
SEC number: 801-70103
Assets under management: $2.0T as of Jun 30, 2026
Website: www.morganstanley.com ↗
Phone: 914-225-5510
Firm location: Purchase, NY, 10577-2530

Employment history (12)

From the source registration record · current first

Morgan StanleyCurrent
Baltimore, MD · IA capacity

Sep 19, 2017 → present
Scottrade Investment Management
IA capacity

Apr 7, 2017 → Jul 11, 2017
Scottrade, Inc.
BD capacity

Nov 12, 2013 → Jul 11, 2017
Td Ameritrade, Inc.
BD capacity

Dec 22, 2011 → Oct 28, 2013
Td Ameritrade, Inc.
IA capacity

Dec 22, 2011 → Oct 28, 2013
Amerivest Investment Management, LLC
IA capacity

Dec 22, 2011 → Oct 28, 2013
Metlife Securities Inc.
IA capacity

Aug 26, 2010 → Feb 15, 2011
Metlife Securities Inc.
BD capacity

Jun 7, 2010 → Feb 15, 2011
Suntrust Investment Services, Inc.
IA capacity

Apr 6, 2009 → Mar 5, 2010
Suntrust Investment Services, Inc.
BD capacity

Mar 11, 2009 → Mar 5, 2010
Credit Suisse Securities (USA) LLC
BD capacity

Dec 13, 2006 → Mar 9, 2007
Scottrade, Inc.
BD capacity

Mar 30, 2005 → Nov 30, 2006

Source & corrections

Where this page comes from

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