Maureen Therese Henry
Also appears in the source record as: Maureen Therese De Silva; Maureen Therese Desilva
Registration & licensing
As recorded in SEC IAPD / FINRA BrokerCheck
- Broker-dealer registration
- Active
- Investment adviser registration
- Active
- Exams passed (4)
- SIESeries 7Series 6Series 66
- Registered states (1)
- North Carolina
- Years in the industry (source record)
- 17
- Professional designations
- Not yet retrieved from the source record
Disclosures
Copied from the official record
The official record for CRD 4208589 contains one or more disclosure events as of Aug 20, 2026.
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Current firm
From the firm record
- Firm
- Wells Fargo Advisors
- Firm CRD
- 19616
- SEC number
- 801-37967
- Assets under management
- $671.4B as of Jun 23, 2026
- Website
- www.twitter.com/WFINVESTING ↗
- Phone
- 314-875-3000
- Firm location
- St. Louis, MO, 63103-2205
Employment history (12)
From the source registration record · current first
-
start not retrieved → present
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start not retrieved → present
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Ameriprise Financial Services, LLCCharlotte, NC · IA capacityFeb 1, 2022 → Feb 24, 2026
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Ameriprise Financial Services, LLCCharlotte, NC · BC capacityFeb 1, 2022 → Feb 24, 2026
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Carolinas Wealth Consulting LLCCharlotte, NC · IA capacityMay 28, 2021 → Feb 4, 2022
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Carolinas Investment Consulting LLCCharlotte, NC · BC capacityMay 19, 2021 → Feb 4, 2022
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Hayden RoyalCharlotte, NC · IA capacityDec 8, 2020 → Apr 14, 2021
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Zermatt Securities LLCCharlotte, NC · BC capacityDec 8, 2020 → Apr 14, 2021
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Td Ameritrade, Inc.Charlotte, NC · IA capacitySep 1, 2016 → Dec 1, 2020
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Td Ameritrade Investment Management, LLCCharlotte, NC · IA capacitySep 1, 2016 → Dec 1, 2020
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Td Ameritrade, Inc.Charlotte, NC · BC capacitySep 1, 2016 → Dec 1, 2020
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Intersecurities, Inc.St. Petersburg, FL · BC capacityAug 3, 2001 → Aug 10, 2006
Source & corrections
Where this page comes from
Advisor registration data on this site is reproduced from the SEC's Investment Adviser Public Disclosure (IAPD) system and FINRA's BrokerCheck. Those systems are the official records; this site is not. We do not alter the factual content of the records we reproduce.
Data compiled Aug 20, 2026. Source: BROKERCHECK. Your use of BrokerCheck data reproduced here is subject to FINRA's Terms of Use.