Derek William Fisher

CRD 4210270 · T. Rowe Price Associates, Inc. · Chatham, NJ

IA RegisteredBroker

Also appears in the source record as: Derek W Fisher

Registration & licensing

As recorded in SEC IAPD / FINRA BrokerCheck

Broker-dealer registration: Active
Investment adviser registration: Active
Exams passed (4): Series 65Series 63SIESeries 7
Registered states (53): Alabama · Alaska · Arizona · Arkansas · California · Colorado · Connecticut · Delaware · District Of Columbia · Florida · Georgia · Hawaii · Idaho · Illinois · Indiana · Iowa · Kansas · Kentucky · Louisiana · Maine · Maryland · Massachusetts · Michigan · Minnesota · Mississippi · Missouri · Montana · Nebraska · Nevada · New Hampshire · New Jersey · New Mexico · New York · North Carolina · North Dakota · Ohio · Oklahoma · Oregon · Pennsylvania · Puerto Rico · Rhode Island · South Carolina · South Dakota · Tennessee · Texas · Utah · Vermont · Virgin Islands · Virginia · Washington · West Virginia · Wisconsin · Wyoming
Years in the industry (source record): 25
Professional designations: Not yet retrieved from the source record

Disclosures

Copied from the official record

No disclosure events are flagged in the source record as of Aug 20, 2026.

This reflects our copy of the record on that date only. Confirm the current position on FINRA BrokerCheck ↗ or SEC IAPD ↗.

Current firm

From the firm record

Firm: T. Rowe Price Associates, Inc.
Firm CRD: 105496
SEC number: 801-856
Assets under management: $2.2T as of Mar 31, 2026
Website: www.troweprice.com ↗
Phone: 410-345-2000
Firm location: Baltimore, MD, 21231

Employment history (8)

From the source registration record · current first

T. Rowe Price Associates, Inc.Current
Chatham, NJ · IA capacity

Apr 13, 2017 → present
T. Rowe Price Investment Services, Inc.Current
Chatham, NJ · BD capacity

May 18, 2015 → present
Neuberger Berman LLC
IA capacity

Jun 30, 2011 → May 5, 2015
Neuberger Berman LLC
BD capacity

Mar 11, 2011 → May 5, 2015
Neuberger Berman Management LLC
BD capacity

Jul 6, 2006 → May 5, 2015
Neuberger Berman, LLC
BD capacity

Feb 12, 2004 → Jul 6, 2006
Neuberger Berman Management Inc.
BD capacity

Aug 5, 2002 → Feb 12, 2004
Hennion & Walsh, Inc.
BD capacity

Aug 14, 2001 → Nov 29, 2001

Source & corrections

Where this page comes from

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SEC IAPD record for CRD 4210270 ↗ FINRA BrokerCheck record for CRD 4210270 ↗ BrokerCheck Terms of Use ↗ Report a data error on this page →

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